6. evaluation of Requirements 評估要求
6.1. Desk Audit 文件審核
The manufacturer shall submit all necessary forms, records, documents, and data to SCS for review.
The auditor will review the submitted evidence and assess the manufacturer’s conformance with respect to the requirements of the Standard (Section 5.0 Requirements).
生產企業向 SCS 提交所有必要的表格、記錄、文件和數據以供評估。審核員依據標準要求審閱生產企業提交的證據,評價對標準的符合性。
6.2. onsite Audit 現場審核
The manufacturer and/or supplier(s) of recycled material may undergo onsite audit(s) if deemed necessary based on the submitted evidence and ability of the auditor to assess the manufacturer’s and/or supplier’s conformance to the Standard.
根據提交的證據和審核員評估生產企業和或供應商對標準的符合性,如有必要時需要進行現場審核。
6.3. Audit Findings 審核發現
After the completion of the desk or onsite audit the auditor may have formal audit findings regarding the degree of the manufacturer’s compliance with the requirements of the Standard. The three types of findings include:
完成文件審核或現場審核之后,根據生產企業對標準的符合程度,審核員形成正式的審核發現。
審核發現有三種類型:
6.3.1. Non-Conformity Report 不符合項報告
A Non-Conformity Report (NCR), defined as non-fulfillment of a specified requirement, shall be adequately resolved through root-cause analysis and corrective/preventative action before certification can be granted.
不符合項報告(NCR),是指完全不符合具體的要求,獲得認證之前,應進行原因分析并采取改正/預防措施關閉不符合項。
6.3.2. New Information Request 新的信息要求
A New Information Request (NIR), defined as a request for mandatory information that may be necessary to determine compliance, shall be adequately resolved through root-cause analysis and corrective/preventative action within an established deadline.
新的信息要求(NIR),是指對于決定是否符合的必要的強制信息,需在指定的時間內進行原因分析并采取改正/預防措施。
6.3.3. Opportunity for Improvement 改進機會
An Opportunity for Improvement (OFI), is defined as a concept that will surpass minimum requirements. Certification is not dependent on the fulfillment of an OFI, and root-cause analysis and corrective/preventative action are not necessary.
改進機會(OFI),是指已經超越了**要求的概念。改進機會不影響認證決定,進行原因分析并采取改正/預防措施不是必要的。